Center Peak Financial

RIAState Registered
Total AUM
$65.5M
Discretionary
$60.6M
93% of AUM
Avg account
$197K
Accounts
332
Employees
2
Advisory reps
1

Firm details

Headquarters
Durham, North Carolina
CRD number
335440
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals52.21%
  • HNWI46.94%
  • Corporations / Businesses0.85%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Center Peak Financial is an independent, individual-owned registered advisory firm that serves both individuals/families and institutional clients. Its advisory offerings emphasize financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm charges clients through a mix of asset-based fees, hourly rates, and fixed-fee engagements. Center Peak Financial is state-registered in North Carolina and New Hampshire and maintains an affiliation with an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 90%, Exchange Traded Equities 8%, Non-Exchange Traded Equities 1%, Cash & Cash Equivalents 1%90%
  • Public Funds/Mutual Funds90%
  • Exchange Traded Equities8%
  • Non-Exchange Traded Equities1%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Nicholas Seligman

    Nicholas Seligman

    FounderCRD 6149940

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Durham, NC

Durham

Location

Durham, NC

Headquartered in Durham, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
Durham
Address
5011 Southpark Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth