VERTEX PARTNERS

RIASEC RegisteredEst. 2022
Total AUM
$1B
Discretionary
$1B
100% of AUM
Avg account
$392K
Accounts
2,580
Employees
20
Advisory reps
13

Firm details

Headquarters
DOWNERS GROVE, Illinois
CRD number
316839
Registered since
January 3, 2022
Custodians
LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI76.18%
  • Individuals23.35%
  • Pension & Profit Sharing Plans0.36%
  • Corporations / Businesses0.11%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Vertex Partners is an independent, individual-owned LLC that registered with the SEC in 2022 and operates as a fee-based wealth manager for both individuals/families and institutional clients. The firm bills clients on a percentage-of-AUM basis and through fixed fees and positions itself as a capital allocator and selector of external managers when appropriate. Core advisory services listed by the firm include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting services, and the selection of other advisers. Vertex Partners reports an industry affiliation with accounting professionals and does not identify itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 77%, Exchange Traded Equities 17%, Cash & Cash Equivalents 3%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%77%
  • Public Funds/Mutual Funds77%
  • Exchange Traded Equities17%
  • Cash & Cash Equivalents3%
  • Non-Exchange Traded Equities1%
  • State & Local Bonds1%

Contacts

3 of 13
  • Megan Micek

    Client Service AssociateCRD 7224691

  • PETER BABILLA

    Senior Wealth AdvisorCRD 1312217

  • SCOTT SANDEE

    Managing PartnerCRD 4605342

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 145

Active vs passive

$637M in ETFs

Passive

54%

$344M

Active

18%

$293M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$72.7M950,22711.41%

Location

Primary office

DOWNERS GROVE, IL

DU PAGE

Location

DOWNERS GROVE, IL

Headquartered in DOWNERS GROVE, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
DU PAGE
Address
3000 Woodcreek Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth