HIGHPOINT PLANNING PARTNERS

RIASEC RegisteredEst. 2021
Total AUM
$4.8B
Discretionary
$4.8B
100% of AUM
Avg account
$304K
Accounts
15,742
Employees
106
Advisory reps
111

Firm details

Headquarters
DOWNERS GROVE, Illinois
CRD number
316636
Registered since
October 29, 2021
Custodians
LPL FINANCIAL LLC, NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI72.05%
  • Individuals25.74%
  • Corporations / Businesses0.92%
  • Pension & Profit Sharing Plans0.65%
  • Charitable Organizations0.65%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Highpoint Planning Partners is an independent registered investment adviser organized as an LLC and SEC-registered in 2021. The firm acts as a capital allocator for both individual and institutional clients, providing financial planning and portfolio management across individuals, small businesses, and institutional/business clients. Services listed on its ADV include pension consulting and selecting other advisers, and the firm charges a mix of percentage-of-AUM, hourly, and fixed fees. Highpoint does not characterize itself as an active ESG investor. The firm has industry affiliations with other investment advisers and accounting professionals. Financial Times included Highpoint in its Top 300 RIA Firms list in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 73%, Exchange Traded Equities 20%, Cash & Cash Equivalents 4%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%, Other 1%73%
  • Public Funds/Mutual Funds73%
  • Exchange Traded Equities20%
  • Cash & Cash Equivalents4%
  • Investment Grade Corp Bonds1%
  • Non-Investment Grade Corp Bonds1%

Owners & executives

3 of 3
  • JAMES CHASE

    CEO & Wealth AdvisorCRD 4720062

  • MICHELLE JURAS

    Chief Compliance OfficerCRD 5064522

  • KEITH MURPHY

    Founder & CEOCRD 2140284

Contacts

3 of 108
  • NICHOLAS POE

    Wealth AdvisorCRD 5294041

  • MAX MURPHY

    Client Relationship ManagerCRD 7431255

  • BRETT PAWELKIEWICZ

    Project ManagerCRD 6358153

Unlock 105 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 496

Active vs passive

$2.9B in ETFs

Passive

73%

$2.1B

Active

21%

$786M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$159M243,8025.51%

Location

Primary office

DOWNERS GROVE, IL

DU PAGE

Location

DOWNERS GROVE, IL

Headquartered in DOWNERS GROVE, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
DU PAGE
Address
2651 Warrenville Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth