Highpoint Planning Partners
Firm details
- Headquarters
- Downers Grove, Illinois
- CRD number
- 316636
- Registered since
- October 29, 2021
- Custodians
- LPL FINANCIAL LLC, NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI72.05%
- Individuals25.74%
- Corporations / Businesses0.92%
- Pension & Profit Sharing Plans0.65%
- Charitable Organizations0.65%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Highpoint Planning Partners is an independent registered investment adviser organized as an LLC that provides fee-based wealth management and advisory services to both individuals/families and institutional clients. The firm functions as a capital allocator and offers a mix of billing methods, including percentage-of-AUM fees alongside hourly and fixed-fee arrangements. Core advisory capabilities listed include comprehensive financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selection of other advisers. The firm does not position itself as an active ESG investor. Highpoint earned a placement on the Financial Times’ Top 300 RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds73%
- Exchange Traded Equities20%
- Cash & Cash Equivalents4%
- Investment Grade Corp Bonds1%
- Non-Investment Grade Corp Bonds1%
Owners & executives
3 of 3
James Chase
CEO & Wealth AdvisorCRD 4720062
Michelle Juras
Chief Compliance OfficerCRD 5064522
Keith Murphy
Founder & CEOCRD 2140284
Contacts
3 of 111
Nicholas Poe
Wealth AdvisorCRD 5294041
Max Murphy
Client Relationship ManagerCRD 7431255
Brett Pawelkiewicz
DirectorCRD 6358153
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 528Active vs passive
$3.4B in ETFs
73%
$2.5B
20%
$930M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $201M | 269,693 | 5.89% |
Location
Downers Grove, IL
Du Page
Location
Downers Grove, IL
Headquartered in Downers Grove, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Du Page
- Address
- 2651 Warrenville Rd
- Time zone
- CT (UTC-6)
- Office locations
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