VERMILLION WEALTH MANAGEMENT INC.

RIASEC RegisteredEst. 2016
Total AUM
$433M
Discretionary
$433M
100% of AUM
Avg account
$294K
Accounts
1,472
Employees
6
Advisory reps
8

Firm details

Headquarters
Rosemount, Minnesota
CRD number
281978
Registered since
March 21, 2016
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI54.13%
  • Individuals42.72%
  • Corporations / Businesses1.67%
  • Charitable Organizations1.48%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Vermillion Wealth Management Inc. is an independent, SEC-registered registered investment adviser organized as a corporation and owned by an individual. Founded prior to its 2016 SEC registration, the firm serves both individual & family clients and institutional relationships. Its client-facing services emphasize financial planning, portfolio management for individuals and small businesses, and pension consulting. Fee arrangements include both percentage-of-AUM billing and fixed fees. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 63%, Cash & Cash Equivalents 16%, Exchange Traded Equities 11%, US Government Bonds 5%, State & Local Bonds 4%, Investment Grade Corp Bonds 1%63%
  • Public Funds/Mutual Funds63%
  • Cash & Cash Equivalents16%
  • Exchange Traded Equities11%
  • US Government Bonds5%
  • State & Local Bonds4%

Owners & executives

1 of 1
  • Holly Ostertag

    Chief Compliance OfficerCRD 6853969

Contacts

3 of 7
  • JAMES POEPL

    PresidentCRD 4789770

  • Jacob Poepl

    OwnerCRD 6690442

  • Jordan Heavens

    Financial AdvisorCRD 7237525

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 256

Active vs passive

$214M in ETFs

Passive

38%

$81.4M

Active

58%

$132M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US EQUITY MARKET ETF (DFUS)DimensionalActiveLarge Blend$45.6M643,12921.35%

Location

Primary office

Rosemount, MN

DAKOTA

Location

Rosemount, MN

Headquartered in Rosemount, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
DAKOTA
Address
15040 Canada Ave W
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth