Vaughan Nelson Investment Management, L.P.

Overview

Vaughan Nelson Investment Management, L.P. operates as a limited partnership that has been registered with the SEC since 1996. The firm provides discretionary portfolio management across a broad set of client types — individuals and families as well as institutional clients — and manages assets through structures that include separate accounts, pooled investment vehicles and investment companies. Its fee model combines a percentage-of-assets basis with performance-linked fees, and the firm reports being an active ESG investor. The firm’s regulatory and business footprint extends beyond pure advisory work: filings list affiliations or activities consistent with broker‑dealer relationships, security‑based swap dealing, commodity pool/CTA roles, futures commission merchant activity, banking or trust relationships, insurance company work, real estate brokerage, and sponsor/GP roles for pooled vehicles. Owner type is listed as a domestic entity and individual.

Assets & Accounts

Public Holdings

Investments & Alternatives