VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.

RIASEC RegisteredEst. 1996

Total AUM

$12.2B

Discretionary

$12.2B

100% of AUM

Avg account

$32.3M

Accounts

379

Employees

Advisory reps

Firm details

Headquarters: HOUSTON, Texas
CRD number: 106975
Registered since: April 25, 1996
Website: www.vaughannelson.com
Custodians: STATE STREET BANK AND TRUST COMPANY
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Investment Companies39.41%
Corporations / Businesses18.76%
Other Investment Advisers9.16%
Charitable Organizations7.93%
Pension & Profit Sharing Plans6.07%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Vaughan Nelson Investment Management, L.P. is a long-established SEC-registered investment adviser operating as a limited partnership since the 1990s. The firm serves both individuals and institutional clients, offering portfolio management across separate accounts, pooled vehicles and investment companies. Its fees combine a percentage-of-AUM schedule with the possibility of performance-based fees. Vaughan Nelson reports being an active ESG investor and lists equities as its primary preference. The firm’s advisory remit includes management for individuals/small businesses, institutions and pooled vehicles. In regulatory filings it also discloses a range of industry roles and affiliations beyond pure advisory work, including relationships with broker-dealers, trust companies and sponsors or managers of pooled investment vehicles.