VANTAGE FINANCIAL GROUP, INC.

RIASEC RegisteredEst. 1988

Total AUM

$867M

Discretionary

$713M

82% of AUM

Avg account

$344K

Accounts

2,521

Employees

Advisory reps

Firm details

Headquarters: CLEVELAND, Ohio
CRD number: 105950
Registered since: December 16, 1988
Website: www.vanfin.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types: HNWI58.56%
Individuals35.91%
Corporations / Businesses2.53%
Charitable Organizations1.89%
Pension & Profit Sharing Plans1.11%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Vantage Financial Group, Inc. is an independent registered investment adviser that has been SEC-registered since 1988 and is owned by an individual. The firm serves a mix of individual, family and institutional clients and combines advisory services with insurance brokerage. Its advisory offerings include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. The firm’s fee model is flexible: it charges percentage-of-AUM fees but also uses hourly and fixed fees and, in some cases, commissions. Vantage is not structured as a capital allocator or a multi-state adviser per its snapshot, and it does not identify as an active ESG investor. The firm reports working across both discretionary and non-discretionary mandates, and it custodys client assets with Pershing.