First Fiduciary Investment Counsel Inc

RIASEC Registered
Total AUM
$566M
Discretionary
$566M
100% of AUM
Avg account
$1.2M
Accounts
460
Employees
5
Advisory reps
4

Firm details

Headquarters
Cleveland, Ohio
CRD number
111144
Registered since
July 1, 1976
Custodians
CHARLES SCHWAB & CO., INC., LINCOLN INVESTMENT, STIFEL NICOLAUS & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI67.04%
  • Charitable Organizations17.2%
  • Corporations / Businesses5.68%
  • Individuals5.34%
  • Other3.58%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

First Fiduciary Investment Counsel Inc. is an independent, privately owned registered investment adviser that has been SEC-registered since 1976. The firm serves both individual and family clients as well as institutional accounts, offering financial planning and portfolio management for individuals, small businesses, and institutions. Its fee arrangements include percentage-of-AUM billing and fixed-fee engagements. First Fiduciary reports a preference for equity strategies and does not identify as an active ESG investor or a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, Cash & Cash Equivalents 4%, US Government Bonds 3%, Investment Grade Corp Bonds 3%90%
  • Exchange Traded Equities90%
  • Cash & Cash Equivalents4%
  • US Government Bonds3%
  • Investment Grade Corp Bonds3%

Owners & executives

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Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 20

Active vs passive

$17.2M in ETFs

Passive

100%

$17.2M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES IBONDS DEC 2028 TERM CORPORATE ETF (IBDT)BlackRockPassiveTarget Maturity$1.9M74,40510.79%

Location

Primary office

Cleveland, OH

Cuyahoga

Location

Cleveland, OH

Headquartered in Cleveland, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.

Metro area
Cleveland-Akron-Canton, OH
Region
Midwest
County
Cuyahoga
Address
6100 Oak Tree Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth