VALUE MONITORING, INC

RIASEC RegisteredEst. 2015

Total AUM

$62.9M

Discretionary

$62.9M

100% of AUM

Avg account

$1.1M

Accounts

Employees

Advisory reps

Firm details

Headquarters: MENLO PARK, California
CRD number: 106056
Registered since: August 24, 2015
Website: valuemonitoring.com
Custodians: AXOS CLEARING LLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: HNWI60.69%
Pooled Investment Vehicles28.67%
Individuals7.43%
Pension & Profit Sharing Plans3.18%
Charitable Organizations0.02%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Value Monitoring, Inc is an independent registered investment adviser that focuses on financial planning and directly managed portfolios for individuals, families and small businesses, while also offering portfolio management for pooled investment vehicles. The firm operates as an insurance broker in addition to its advisory activities, which helps explain a meaningful allocation to annuity products and other insurance-based solutions. Fee arrangements include a percentage-of-assets model and the possibility of performance-based fees for certain pooled vehicles. Investment activity centers on public funds and mutual funds as the primary building blocks for client portfolios, with selective use of fixed income ETFs for short-duration, high-yield exposure. The firm is not an active ESG investor, is not registered as a multi-state adviser, and is structured as an individually owned corporation that has been SEC-registered since 2015.