OAK PEAK FINANCIAL

RIASEC Registered
Total AUM
$21.9M
Discretionary
$21.9M
100% of AUM
Avg account
$372K
Accounts
59
Employees
1
Advisory reps
1

Firm details

Headquarters
MENLO PARK, California
CRD number
226668
Custodians
ALTRUIST FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI78.07%
  • Individuals21.93%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Oak Peak Financial operates as a sole proprietorship and is registered as an independent registered investment advisor serving individuals and families. The firm focuses on financial planning and discretionary portfolio management for individuals and small businesses. Its typical billing mixes percentage-of-AUM fees with hourly and fixed-fee arrangements. Oak Peak does not present itself as an ESG-focused or multi-state adviser and is not structured as a capital allocator or pension consultant.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 72%, Exchange Traded Equities 19%, Cash & Cash Equivalents 6%, State & Local Bonds 2%72%
  • Public Funds/Mutual Funds72%
  • Exchange Traded Equities19%
  • Cash & Cash Equivalents6%
  • State & Local Bonds2%

Contacts

1 of 1
  • KEVIN MARTIN

    PrincipalCRD 6511099

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

MENLO PARK, CA

SAN MATEO

Location

MENLO PARK, CA

Headquartered in MENLO PARK, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN MATEO
Address
750 Menlo Ave
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth