Valley National Advisers Inc

Overview

Valley National Advisers Inc. is a non-independent, retail-registered advisory firm that combines advisory services with a suite of broker‑dealer, banking and insurance capabilities. The firm has been SEC-registered since 1985 and operates as a corporation owned by an individual. Its client base spans high-net-worth individuals and families as well as institutional clients. Advisory services listed include financial planning and discretionary portfolio management for both individual/small business and business/institutional clients. The firm charges a mix of percentage-of-AUM, hourly, and fixed fees and identifies itself as an active ESG investor. Because it maintains broker‑dealer, insurance, banking and accounting roles alongside its RIA activities, the business model is integrated across product distribution and advice rather than functioning as an independent RIA or a pure capital allocator. Valley National Advisers received industry recognition in 2020, appearing in Financial Times’ Top 300 RIA Firms list and in FA Magazine’s Top RIA Firms list.

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