MTM Financial Group, LLC

RIASEC RegisteredEst. 2015
Total AUM
$772M
Discretionary
$772M
100% of AUM
Avg account
$236K
Accounts
3,276
Employees
16
Advisory reps
9

Firm details

Headquarters
Bethlehem, Pennsylvania
CRD number
147221
Registered since
June 1, 2015
Website
www.morethanmoneyonline.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals89.3%
  • HNWI10.16%
  • Charitable Organizations0.54%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

MTM Financial Group, LLC is an LLC formed in 2015 that serves both individual/family and institutional clients. Ownership is held by an individual principal. The firm operates as a hybrid adviser/registrant with business activities that include acting as a registered representative of a broker-dealer, insurance brokerage, and accounting services. Its advisory offering spans financial planning, portfolio management for individuals, small businesses and institutions, pension consulting services, periodic publications, and educational seminars and workshops. MTM charges a mix of percentage-of-AUM fees as well as hourly and fixed fees. The firm is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 77%, Other 9%, Cash & Cash Equivalents 7%, Exchange Traded Equities 3%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%77%
  • Public Funds/Mutual Funds77%
  • Other9%
  • Cash & Cash Equivalents7%
  • Exchange Traded Equities3%
  • Non-Exchange Traded Equities1%

Owners & executives

1 of 1
  • Gene Dickison

    Gene Dickison

    Founder and CEOCRD 1216953

Contacts

3 of 8
  • Daryl Okken

    Daryl Okken

    Family Wealth AdvisorCRD 5752642

  • Gregory Grillo

    Gregory Grillo

    Family Wealth AdvisorCRD 2860157

  • Chad Rupprecht

    Chad Rupprecht

    Director of OperationsCRD 7265425

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 76

Active vs passive

$220M in ETFs

Passive

27%

$59.2M

Active

55%

$161M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG)Vanguard$29M134,84713.17%
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Location

Primary office

Bethlehem, PA

Northampton

Location

Bethlehem, PA

Headquartered in Bethlehem, PA, in the Northeast of the United States.

Region
Northeast
County
Northampton
Address
4505 Hanoverville Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth