USA Mutuals Advisors, Inc.

RIASEC Registered
Total AUM
$62.2M
Discretionary
$62.2M
100% of AUM
Avg account
$31.1M
Accounts
2
Employees
2
Advisory reps
3

Firm details

Headquarters
Concord, Massachusetts
CRD number
131750
Registered since
May 20, 2004
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

USA Mutuals Advisors, Inc. is a privately owned corporate RIA that has been SEC-registered since 2004. It positions itself as an institutional adviser serving primarily institutional clients and charges fees as a percentage of assets under management. The firm’s registered activities include operating as a CPO/CTA and providing portfolio management for investment companies, which indicates involvement with commodity-pooled vehicles or managed‑futures style strategies alongside oversight of registered investment-company mandates. USA Mutuals Advisors is not flagged as an active ESG investor, is not organized as a multi‑state adviser, and does not identify as a capital allocator, pension consultant, or related adviser.

Assets & Accounts

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Robert Baker

    Robert Baker

    Chief Financial OfficerCRD 5503485

Contacts

2 of 2
  • Paul Strehle

    Paul Strehle

    President and Portfolio ManagerCRD 5186878

  • Joseph Farley

    Joseph Farley

    AssociateCRD 2730137

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Concord, MA

Middlesex

Location

Concord, MA

Headquartered in Concord, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Middlesex
Address
300 Baker Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth