Spencer Brook Asset Management, LLC
Firm details
- Headquarters
- Concord, Massachusetts
- CRD number
- 129034
- Fee structure
- Percentage of AUM
- Client types
- HNWI71.59%
- Other28.41%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Spencer Brook Asset Management, LLC is an independent, Massachusetts–based registered investment adviser organized as an LLC and owned by an individual principal. The firm focuses on portfolio management for individuals and small businesses, charging fees based on a percentage of assets under management. Client relationships are centered on individual and family investors rather than institutional mandates. The firm does not identify as an active ESG investor, is not set up as a capital allocator, and does not list multi-state advisory operations or pension consulting among its activities.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities94%
- Cash & Cash Equivalents6%
Contacts
1 of 1William Spring
Managing DirectorCRD 4784613
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Concord, MA
Middlesex
Location
Concord, MA
Headquartered in Concord, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Middlesex
- Address
- 747 Main St
- Time zone
- ET (UTC-5)
- Office locations
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