SPENCER BROOK ASSET MANAGEMENT, LLC

RIASEC Registered
Total AUM
$86M
Discretionary
$61M
71% of AUM
Avg account
$3.9M
Accounts
22
Employees
1
Advisory reps
1

Firm details

Headquarters
CONCORD, Massachusetts
CRD number
129034
Fee structure
Percentage of AUM
Client types
  • HNWI70.93%
  • Other29.07%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Spencer Brook Asset Management, LLC is a limited liability company focused on providing portfolio management services primarily for individual and family clients. The firm operates without a specific classification and does not engage in capital allocation or pension consulting. Its fee structure is based on a percentage of assets under management, which aligns its interests with those of its clients. The firm does not actively pursue ESG investments and is not classified as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 94%, Cash & Cash Equivalents 6%94%
  • Exchange Traded Equities94%
  • Cash & Cash Equivalents6%

Contacts

1 of 1
  • WILLIAM SPRING

    Managing DirectorCRD 4784613

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CONCORD, MA

MIDDLESEX

Location

CONCORD, MA

Headquartered in CONCORD, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
MIDDLESEX
Address
747 Main St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth