USA Financial Formulas LLC

RIASEC Registered
Total AUM
$534M
Discretionary
$534M
100% of AUM
Avg account
$71.4K
Accounts
7,489
Employees
38
Advisory reps
6

Firm details

Headquarters
Ada, Michigan
CRD number
139987
Registered since
February 1, 2007
Custodians
TD AMERITRADE, INC.
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

USA Financial Formulas LLC is a limited liability company that operates as a non-independent retail registered investment adviser. The firm is SEC registered (2007) and manages portfolios for individual and family clients on a fee basis tied to assets under management. Its advisory scope includes portfolio management for individuals and small businesses as well as for businesses or institutions. Filings note relationships with broker‑dealers, other investment advisers, and an insurance company, and the firm is not positioned as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 59%, Cash & Cash Equivalents 32%, Public Funds/Mutual Funds 9%59%
  • Exchange Traded Equities59%
  • Cash & Cash Equivalents32%
  • Public Funds/Mutual Funds9%

Owners & executives

3 of 5
  • Dawn Thomason

    Dawn Thomason

    Chief Compliance OfficerCRD 5275125

  • Mark Mersman

    Mark Mersman

    Chief Marketing OfficerCRD 4702400

  • Michael Walters

    Michael Walters

    Chief Executive OfficerCRD 2580592

Unlock 2 more executives →

Contacts

1 of 1
  • Brent Enders

    Brent Enders

    Registered RepresentativeCRD 2858719

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 98

Active vs passive

$752M in ETFs

Passive

97%

$730M

Active

2%

$21.8M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL)State StreetPassiveUltrashort Bond$300M3,277,17439.93%

Location

Primary office

Ada, MI

Kent

Location

Ada, MI

Headquartered in Ada, MI, anchoring the Grand Rapids-Kentwood-Muskegon, MI metro in the Midwest.

Metro area
Grand Rapids-Kentwood-Muskegon, MI
Region
Midwest
County
Kent
Address
6020 Fulton St E
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth