Urban Wealth Management Or Uwm
Firm details
- Headquarters
- ,
- CRD number
- 285633
- Registered since
- January 3, 2017
- Website
- www.urbanwm.com
- Custodians
- CHARLES SCHWAB & CO., INC., JOHN HANCOCK DISTRIBUTORS LLC, PRINCIPAL SECURITIES, INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI64.37%
- Individuals27.75%
- Pension & Profit Sharing Plans7.88%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
Urban Wealth Management (UWM) is an independent registered investment adviser organized as an LLC and owned by an individual. The firm is SEC-registered (registration recorded in 2017) and serves both individual/family clients and institutional clients. Its practice combines financial planning with discretionary portfolio management for individuals, small businesses, and institutions; it also offers pension consulting and runs educational seminars and workshops. Fees are charged as a percentage of assets under management and via fixed-fee arrangements. UWM does not identify as an active ESG investor and does not operate as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds40%
- Exchange Traded Equities25%
- Cash & Cash Equivalents13%
- US Government Bonds10%
- State & Local Bonds6%
Owners & executives
1 of 1Lily Rocha
Chief Operating Officer & Chief Compliance OfficerCRD 6377363
Contacts
3 of 3Julia Seroskie
Vice President of Wealth ManagementCRD 5111629
April Charles
Senior Vice PresidentCRD 4156837
Rene Nourse
Team FounderCRD 1006530
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 58Active vs passive
$46.6M in ETFs
80%
$37.3M
11%
$9.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANECK SEMICONDUCTOR ETF (SMH) | VanEck | Passive | Technology | $5.8M | 9,475 | 12.38% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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