Up Capital Management, Inc.

RIASEC RegisteredEst. 2014

Total AUM

$213M

Discretionary

$161M

76% of AUM

Avg account

$506K

Accounts

420

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 164692
Registered since: April 14, 2014
Website: upcapitalmgmt.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI43.77%
Pension & Profit Sharing Plans28.19%
Individuals18.32%
Corporations / Businesses5.02%
Charitable Organizations4.71%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of Periodicals

Firm profile

FINTRX

Overview

Up Capital Management, Inc. is an independent registered investment adviser that began SEC registration in 2014 and is owned by an individual. The firm serves both individuals/families and institutional clients and bills through a mix of percentage-of-assets, hourly, and fixed-fee arrangements. Core advisory offerings include financial planning, discretionary portfolio management for individuals and small businesses, pension consulting services, and publication of periodicals or newsletters. The firm is not positioned as a multi-state adviser and does not market itself as an ESG-focused manager.