Uptown Capital Advisors
Firm details
- Headquarters
- Dallas, Texas
- CRD number
- 171401
- Registered since
- May 28, 2025
- Website
- www.uptowncapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI89.16%
- Individuals7.53%
- Charitable Organizations3.31%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Uptown Capital Advisors is an independent registered investment adviser organized as an LLC and registered with the SEC in 2025. The firm serves both individual and family clients as well as institutional investors, charging fees based on a percentage of assets under management. Its advisory menu includes financial planning and portfolio management for individuals, small businesses, and institutions. Uptown identifies as an active ESG investor and lists a law firm among its industry affiliations. Ownership is held by an individual principal.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds81%
- Exchange Traded Equities12%
- US Government Bonds3%
- State & Local Bonds2%
- Cash & Cash Equivalents2%
Contacts
2 of 2
Christopher Carrie
Managing MemberCRD 4655871
James Sawers
PresidentCRD 6331584
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 60Active vs passive
$153M in ETFs
98%
$150M
1%
$2.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD GROWTH INDEX FUND (VUG) | Vanguard | Passive | Large Growth | $16.1M | 186,647 | 10.49% |
Location
Dallas, TX
Dallas
Location
Dallas, TX
Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Dallas
- Address
- 2911 Turtle Creek Blvd
- Time zone
- CT (UTC-6)
- Office locations
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