Upstate Advisers Inc

RIASEC RegisteredEst. 2026

Total AUM

$34.1M

Discretionary

$15.7M

46% of AUM

Avg account

$873K

Accounts

Employees

Advisory reps

Firm details

Headquarters: Pittsford, New York
CRD number: 341449
Registered since: April 21, 2026
Custodians: CHARLES SCHWAB & CO., INC., VANGUARD RETIREMENT SERVICES, ADP RETIREMENT SERVICES
Fee structure: Percentage of AUM
Client types: Pension & Profit Sharing Plans53.77%
HNWI33.45%
Individuals12.78%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Upstate Advisers Inc. is an independent, individually owned registered investment adviser that filed with the SEC in 2026. The firm charges clients on a percentage-of-assets basis and serves both individual/family clients and institutional/business accounts. Core advisory services listed on the firm’s ADV include comprehensive financial planning plus portfolio management for individuals, small businesses, and larger business or institutional entities. The firm does not identify as an active ESG investor, is not positioned as a capital allocator, and does not act as a pension consultant or related adviser.