UPP Management, LP

RIASEC RegisteredEst. 2026
Total AUM
—
Avg account
$0
Accounts
0
Employees
316
Advisory reps
7

Firm details

Headquarters
Houston, Texas
CRD number
342664
Registered since
June 15, 2026
Fee structure
Performance Based Fees
Services
Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

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Overview

UPP Management, LP is an institutional registered investment adviser organized as a limited partnership and registered with the SEC in 2026. The firm identifies as a capital allocator and charges performance-based fees rather than traditional asset- or retainer-based advisory fees. Its advisory remit centers on managing pooled investment vehicles and selecting other advisers for those vehicles. Filings list the firm as a related adviser and show it is not an active ESG investor, is not registered as a multi-state adviser, and does not describe itself as a pension consultant. Industry affiliations disclosed include roles beyond a standalone adviser: UPP Management, LP is noted as a sponsor, general partner, or managing member of pooled investment vehicles and is also associated with other investment-adviser, CPO, or CTA activities. Ownership is listed as a mix of a domestic entity and an individual.

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Judson Walker

    President and CEOCRD 7029958

  • Travis Hancock

    Travis Hancock

    CFOCRD 7357626

  • Erika Anderson

    Erika Anderson

    Chief Compliance OfficerCRD 4759216

Contacts

3 of 4
  • John West

    John West

    SVP, General CounselCRD 6951623

  • James Mckinney

    CRD 8273636

  • Alexander Zazzi

    Co-founder and PresidentCRD 8273632

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
1001 Fannin St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth