Uphorizon Securities

Broker-DealerFINRA MemberEst. 2024
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
328256
Registered since
August 12, 2024

Firm profile

FINTRX

Overview

Uphorizon Securities is organized as a limited liability company and is SEC-registered as of 2024. Ownership is listed as a combination of a domestic entity and an individual. The firm is classified as "Unclassified" in the source data and is not identified as a capital allocator. It is not marked as an active ESG investor, and it is not designated as a multi-state adviser or a pension consultant. Key operational details typically used to profile an advisory business—such as stated advisory activities, fee structure, or a client-type breakdown—were not provided in the available data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Zhentao Wang

    CEOCRD 7740723

Contacts

1 of 1
  • Ricardo Clarke

    FinOpCRD 6253240

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
10250 Constellation Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth