Uphorizon Securities

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
328256
Registered since
August 12, 2024

Firm profile

FINTRX

Overview

Uphorizon Securities is organized as a limited liability company. Publicly available registry data classifies the firm as unclassified and lists its ownership as a mix of a domestic entity and an individual. The firm is not identified as a capital allocator, does not flag itself as an active ESG investor, and is not designated as a multi-state adviser, pension consultant, or related adviser. The firm has not provided details about its client segments, fee schedule, core business activities, or the nature of any advisory services it offers.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Zhentao Wang

    CEOCRD 7740723

  • Wenbing Wang

    Wenbing Wang

    CEOCRD 8306659

Contacts

1 of 1
  • Ricardo Clarke

    FinOpCRD 6253240

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
10250 Constellation Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth