UP FINTECH ASSET MANAGEMENT

Overview

Up Fintech Asset Management is a small, fee‑based advisory firm that focuses on discretionary portfolio management for individuals and small businesses. The firm’s filings show a clear tilt toward equity investing executed through exchange‑traded instruments, and its regulatory classification includes CPO/CTA activity, which indicates the adviser is registered to run or advise commodity pools or trading programs. That designation suggests the capability to use futures or other derivatives where appropriate, though the firm’s stated preference remains equities. Clients are primarily individual and family investors, and the adviser charges a percentage of assets under management. The adviser does not identify as an active ESG investor and is not registered as a multi‑state adviser. Investment activity appears modest and concentrated, consistent with a boutique operation that manages a small number of relationships directly.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices