GADSDEN
Firm details
- Headquarters
- WAYNE, Pennsylvania
- CRD number
- 291195
- Registered since
- February 8, 2018
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
Gadsden is a small, SEC-registered advisory firm organized as a limited liability company and registered with the SEC in 2018. The firm’s advisory mandate centers on portfolio management for investment companies, and its client base is institutional. Gadsden charges fees based on a percentage of assets under management, and the firm reports its advisory relationships as non‑discretionary, meaning it provides investment advice without unilateral trading authority over the assets it advises. The firm also performs sponsor and general partner roles and is a managing member of pooled investment vehicles, indicating it acts beyond pure advisory functions to participate in structuring or operating pooled products. Gadsden is not positioned as a capital allocator and does not identify as an active ESG investor. The firm’s regulatory and organizational profile is categorized as unclassified, with ownership recorded as a domestic entity and individual.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2MEGEN HEMDAL
Chief Compliance Officer & Chief Operating OfficerCRD 5603503
KEVIN HARPER
Chief Investment OfficerCRD 5507287
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
WAYNE, PA
DELAWARE
Location
WAYNE, PA
Headquartered in WAYNE, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- DELAWARE
- Address
- 656 E Swedesford Rd
- Time zone
- ET (UTC-5)
- Office locations
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