GADSDEN

RIASEC RegisteredEst. 2018
Total AUM
$162M
Discretionary
$0
0% of AUM
Avg account
$162M
Accounts
1
Employees
2
Advisory reps
2

Firm details

Headquarters
WAYNE, Pennsylvania
CRD number
291195
Registered since
February 8, 2018
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Gadsden is a small, SEC-registered advisory firm organized as a limited liability company and registered with the SEC in 2018. The firm’s advisory mandate centers on portfolio management for investment companies, and its client base is institutional. Gadsden charges fees based on a percentage of assets under management, and the firm reports its advisory relationships as non‑discretionary, meaning it provides investment advice without unilateral trading authority over the assets it advises. The firm also performs sponsor and general partner roles and is a managing member of pooled investment vehicles, indicating it acts beyond pure advisory functions to participate in structuring or operating pooled products. Gadsden is not positioned as a capital allocator and does not identify as an active ESG investor. The firm’s regulatory and organizational profile is categorized as unclassified, with ownership recorded as a domestic entity and individual.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • MEGEN HEMDAL

    Chief Compliance Officer & Chief Operating OfficerCRD 5603503

  • KEVIN HARPER

    Chief Investment OfficerCRD 5507287

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

WAYNE, PA

DELAWARE

Location

WAYNE, PA

Headquartered in WAYNE, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
DELAWARE
Address
656 E Swedesford Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth