UNITED CAPITAL FINANCIAL ADVISORS

RIASEC RegisteredEst. 2005
Total AUM
$24.6B
Discretionary
$22.5B
91% of AUM
Avg account
$546K
Accounts
45,106
Employees
289
Advisory reps
169

Firm details

Headquarters
IRVING, Texas
CRD number
134600
Registered since
June 9, 2005
Website
unitedcapitalwealth.com
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI44.72%
  • Individuals38.9%
  • Corporations / Businesses7.3%
  • Pension & Profit Sharing Plans4.71%
  • Other Investment Advisers2.71%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

United Capital Financial Advisors operates as an independent registered investment adviser and positions itself as a capital allocator for both individual and institutional clients. The firm provides fee-based wealth management that includes percentage-of-AUM billing alongside hourly and fixed-fee arrangements. Core advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, manager selection, and client education through publications and seminars. The firm reports active engagement with ESG considerations and relies on outside managers for parts of its alternative-investment program.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 54%, Exchange Traded Equities 31%, State & Local Bonds 5%, Investment Grade Corp Bonds 4%, US Government Bonds 3%, Cash & Cash Equivalents 2%, Private Funds 1%54%
  • Public Funds/Mutual Funds54%
  • Exchange Traded Equities31%
  • State & Local Bonds5%
  • Investment Grade Corp Bonds4%
  • US Government Bonds3%

Owners & executives

2 of 2

  • ROBERT MLENEK

    Chief Financial OfficerCRD 7831380

  • SONJA LARMIMORE

    Chief Compliance OfficerCRD 7831378

Contacts

3 of 167

  • ANTHONY CARPITA

    Managing DirectorCRD 2352193

  • NATHAN MOORE

    Investment Advisor RepresentativeCRD 5901916

  • ANDREW FREY

    Wealth AdvisorCRD 6248738

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 587

Active vs passive

$10.8B in ETFs

Passive

88%

$9.5B

Active

9%

$1.3B

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$962M1,608,6628.87%
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Location

Primary office

IRVING, TX

DALLAS

Location

IRVING, TX

Headquartered in IRVING, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
125 E John Carpenter Fwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth