NAUTICAL STAR FINANCIAL GROUP LLC

RIASEC Registered

Total AUM

$57.4M

Discretionary

$45.6M

79% of AUM

Avg account

$341K

Accounts

168

Employees

Advisory reps

Firm details

Headquarters: IRVING, Texas
CRD number: 316426
Website: www.nauticalstarfinancial.com
Custodians: CHARLES SCHWAB & CO., INC., EMPOWER TRUST
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI57.73%
Individuals19.9%
Pension & Profit Sharing Plans15.61%
Corporations / Businesses4.96%
Charitable Organizations1.79%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Nautical Star Financial Group LLC is an independent registered investment adviser organized as an LLC and owned by an individual. The firm serves high-net-worth individuals and families as well as select institutional clients, offering financial planning and discretionary portfolio management alongside pension consulting and selection-of-advisor services. It functions as a capital allocator, placing client assets with third-party managers where appropriate. Fee arrangements include a percentage of assets under management as well as hourly and fixed-fee engagements. The firm does not present itself as an active ESG investor.