Unison

RIASEC RegisteredEst. 2015
Total AUM
$2B
Discretionary
$2B
100% of AUM
Avg account
$6.6M
Accounts
305
Employees
1
Advisory reps
1

Firm details

Headquarters
Providence, Rhode Island
CRD number
155470
Registered since
November 4, 2015
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI95%
  • Other Investment Advisers3.48%
  • Charitable Organizations0.91%
  • Individuals0.61%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Unison is an independent registered investment adviser organized as an LLC and operating under an individual ownership structure. The firm registered with the SEC in 2015 and focuses on portfolio management for individuals and small businesses. Its client base is primarily individuals and families, and it charges fees as a percentage of assets under management. Unison does not identify as an active ESG investor, is not a multi-state adviser, and does not present itself as a capital allocator or pension consultant. The firm lists an affiliation with a law firm among its industry ties.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 87%, State & Local Bonds 5%, Private Funds 5%, Cash & Cash Equivalents 3%87%
  • Exchange Traded Equities87%
  • State & Local Bonds5%
  • Private Funds5%
  • Cash & Cash Equivalents3%

Contacts

1 of 1
  • Nir Kaissar

    Nir Kaissar

    Portfolio ManagerCRD 4978989

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 38

Active vs passive

$1.1B in ETFs

Passive

72%

$821M

Active

26%

$318M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD INTERMEDIATE-TERM TAX-EXEMPT BOND ETF (VTEI)VanguardPassiveMuni National Interm$241M2,386,12421.17%

Location

Primary office

Providence, RI

Providence

Location

Providence, RI

Headquartered in Providence, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Providence
Address
225 Dyer St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth