Canton Hathaway LLC

RIASEC RegisteredEst. 2018
Total AUM
$866M
Discretionary
$844M
97% of AUM
Avg account
$3.1M
Accounts
281
Employees
5
Advisory reps
7

Firm details

Headquarters
Providence, Rhode Island
CRD number
297527
Registered since
July 6, 2018
Website
cantonhathaway.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI69.51%
  • Pension & Profit Sharing Plans17.93%
  • Corporations / Businesses7.46%
  • Pooled Investment Vehicles3.07%
  • Individuals1.2%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Canton Hathaway LLC is an SEC-registered investment adviser organized as an LLC and operating since 2018. The firm serves both individual/family and institutional clients and functions as a capital allocator that combines discretionary portfolio management with advisory services for businesses and pensions. Its fee model blends percentage-of-AUM billing with fixed fees. Canton Hathaway also engages in selecting sub‑advisers and sponsors pooled investment vehicles, acting as sponsor, general partner or managing member for funds it oversees.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 61%, US Government Bonds 17%, Public Funds/Mutual Funds 8%, Cash & Cash Equivalents 7%, State & Local Bonds 3%, Private Funds 3%, Investment Grade Corp Bonds 1%61%
  • Exchange Traded Equities61%
  • US Government Bonds17%
  • Public Funds/Mutual Funds8%
  • Cash & Cash Equivalents7%
  • State & Local Bonds3%

Owners & executives

3 of 3
  • James Procaccianti

    James Procaccianti

    Founding Partner and CEOCRD 7245877

  • Candice Lightfoot

    Chief Compliance OfficerCRD 4885526

  • Robert Cusack

    Robert Cusack

    Chief Financial OfficerCRD 716107

Contacts

3 of 4
  • Anthony Marcello

    Anthony Marcello

    PartnerCRD 2844880

  • Nicholas Trotman

    Nicholas Trotman

    Partner, Head of Fixed IncomeCRD 4283142

  • Kenneth Goodreau

    Kenneth Goodreau

    Partner, Head of Equity ResearchCRD 2598273

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 74

Active vs passive

$190M in ETFs

Passive

100%

$190M

Active

<1%

$570K

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$26.7M44,75014.06%
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Location

Primary office

Providence, RI

Providence

Location

Providence, RI

Headquartered in Providence, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Providence
Address
1 W Exchange St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth