Canton Hathaway LLC
Firm details
- Headquarters
- Providence, Rhode Island
- CRD number
- 297527
- Registered since
- July 6, 2018
- Website
- cantonhathaway.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI69.51%
- Pension & Profit Sharing Plans17.93%
- Corporations / Businesses7.46%
- Pooled Investment Vehicles3.07%
- Individuals1.2%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Canton Hathaway LLC is an SEC-registered investment adviser organized as an LLC and operating since 2018. The firm describes itself as a capital allocator serving both individual/family and institutional clients. Its advisory services emphasize discretionary portfolio management for individuals, small businesses and institutions, selection of other advisers, and pension consulting. Fee arrangements include both Ad Valorem (percentage of AUM) and fixed fees. Canton Hathaway does not present itself as an active ESG investor. The firm is identified as an owner-operated entity and reports roles beyond traditional advisory work: it sponsors limited partnerships and acts as a sponsor/GP or managing member of pooled investment vehicles. That sponsor role aligns with its allocations to private funds and direct alternative investments.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities61%
- US Government Bonds17%
- Public Funds/Mutual Funds8%
- Cash & Cash Equivalents7%
- State & Local Bonds3%
Owners & executives
3 of 3
James Procaccianti
Founding Partner and CEOCRD 7245877
Candice Lightfoot
Chief Compliance OfficerCRD 4885526

Robert Cusack
Chief Financial OfficerCRD 716107
Contacts
3 of 4
Anthony Marcello
PartnerCRD 2844880

Nicholas Trotman
Partner, Head of Fixed IncomeCRD 4283142

Kenneth Goodreau
Partner, Head of Equity ResearchCRD 2598273
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 88Active vs passive
$198M in ETFs
100%
$197M
<1%
$593K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $30.7M | 44,750 | 15.56% |
Location
Providence, RI
Providence
Location
Providence, RI
Headquartered in Providence, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Providence
- Address
- 1 W Exchange St
- Time zone
- ET (UTC-5)
- Office locations
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