Unique Wealth, LLC

RIASEC Registered
Total AUM
$966M
Discretionary
$966M
100% of AUM
Avg account
$1.1M
Accounts
846
Employees
15
Advisory reps
14

Firm details

Headquarters
Tampa, Florida
CRD number
312462
Registered since
February 12, 2021
Website
uniquewealth.com
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI64.78%
  • Individuals30.28%
  • Pension & Profit Sharing Plans3.05%
  • Corporations / Businesses1.88%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Unique Wealth, LLC is an independent registered investment adviser that provides financial planning and portfolio management for individuals, families and small businesses. The firm is registered with the SEC (registered in 2021) and offers fee arrangements that include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Client work spans individual and family relationships as well as some institutional clients. Product use leans toward public funds and mutual funds, and the firm maintains an industry affiliation with an insurance company. They do not list ESG investing as an active focus in their stated preferences.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 75%, Exchange Traded Equities 11%, Cash & Cash Equivalents 6%, State & Local Bonds 4%, Investment Grade Corp Bonds 2%, Private Funds 1%, Other 1%75%
  • Public Funds/Mutual Funds75%
  • Exchange Traded Equities11%
  • Cash & Cash Equivalents6%
  • State & Local Bonds4%
  • Investment Grade Corp Bonds2%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 162

Active vs passive

$880M in ETFs

Passive

62%

$543M

Active

30%

$337M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$117M152,81113.29%
Unlock additional holdings →

Location

Primary office

Tampa, FL

Hillsborough

Location

Tampa, FL

Headquartered in Tampa, FL, in the South of the United States.

Region
South
County
Hillsborough
Address
4830 W Kennedy Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth