UNIQUE WEALTH, LLC

RIASEC RegisteredEst. 2021
Total AUM
$966M
Discretionary
$966M
100% of AUM
Avg account
$1.1M
Accounts
846
Employees
15
Advisory reps
13

Firm details

Headquarters
TAMPA, Florida
CRD number
312462
Registered since
February 12, 2021
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI64.78%
  • Individuals30.28%
  • Pension & Profit Sharing Plans3.05%
  • Corporations / Businesses1.88%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Unique Wealth, LLC is an independent registered investment adviser organized as a limited liability company and SEC-registered in 2021. The firm serves individual and family clients alongside some institutional relationships, providing financial planning and discretionary portfolio management primarily for individuals and small businesses. Fee arrangements are flexible and include asset-based fees, hourly charges, and fixed-fee engagements. Unique Wealth does not act as a capital allocator to other managers and is not positioned as an active ESG investor. The firm lists an industry affiliation with an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 75%, Exchange Traded Equities 11%, Cash & Cash Equivalents 6%, State & Local Bonds 4%, Investment Grade Corp Bonds 2%, Private Funds 1%, Other 1%75%
  • Public Funds/Mutual Funds75%
  • Exchange Traded Equities11%
  • Cash & Cash Equivalents6%
  • State & Local Bonds4%
  • Investment Grade Corp Bonds2%

Owners & executives

1 of 1
  • CURTIS PARRY

    Founder and CEOCRD 4129260

Contacts

3 of 12
  • Shannon McCabe

    Private Wealth AssociateCRD 7117239

  • NICHOLAS KUSZLYK

    Private Wealth AssociateCRD 7269490

  • CONNOR WASSON

    Client Experience AssociateCRD 6961690

Unlock 9 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 144

Active vs passive

$719M in ETFs

Passive

65%

$467M

Active

27%

$252M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$99.5M152,27413.83%

Location

Primary office

TAMPA, FL

HILLSBOROUGH

Location

TAMPA, FL

Headquartered in TAMPA, FL, in the South of the United States.

Region
South
County
HILLSBOROUGH
Address
4830 W Kennedy Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth