Compass Financial Management LLC

RIASEC Registered

Total AUM

$894M

Discretionary

$894M

100% of AUM

Avg account

$235K

Accounts

3,799

Employees

Advisory reps

Firm details

Headquarters: Tampa, Florida
CRD number: 156345
Registered since: March 6, 2020
Website: compassfmllc.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM
Client types: HNWI49.67%
Individuals44.98%
Pension & Profit Sharing Plans3.29%
Corporations / Businesses2.06%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Compass Financial Management LLC is an independent, owner-operated registered investment adviser that registered with the SEC in 2020. The firm serves both individual and family clients as well as institutional clients and charges fees based on a percentage of assets under management. Its advisory scope emphasizes financial planning, portfolio management for individuals and small businesses, and pension consulting services; the firm also operates as an insurance broker. Compass identifies a preference for equity investing and does not position itself as a capital allocator or an active ESG investor.