COMPASS FINANCIAL MANAGEMENT LLC
Firm details
- Headquarters
- TAMPA, Florida
- CRD number
- 156345
- Registered since
- March 6, 2020
- Website
- compassfmllc.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI49.67%
- Individuals44.98%
- Pension & Profit Sharing Plans3.29%
- Corporations / Businesses2.06%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Compass Financial Management LLC is an independent, advisor-owned RIA that registered with the SEC in 2020. It serves both individual and family clients as well as institutional relationships, charging fees as a percentage of assets under management. The firm lists financial planning, portfolio management for individuals and small businesses, and pension consulting among its advisory services and also operates as an insurance broker. Compass does not identify as an active ESG investor and does not act as a capital allocator or fund sponsor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities79%
- Public Funds/Mutual Funds12%
- Private Funds3%
- Cash & Cash Equivalents3%
- Investment Grade Corp Bonds2%
Owners & executives
3 of 4ROBERT ZODA
CEOCRD 1719613
HAROLD SCHWARTZ
CEO & Chief Investment OfficerCRD 841225
JESSE LIPSCOMB
CEOCRD 4353680
Contacts
3 of 38Cooper Carrier
CRD 8231849
Christa Irwin
CRD 7529034
ELISEA FRISHBERG
OwnerCRD 2092508
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
TAMPA, FL
HILLSBOROUGH
Location
TAMPA, FL
Headquartered in TAMPA, FL, in the South of the United States.
- Region
- South
- County
- HILLSBOROUGH
- Address
- 2422 W Sunset Dr
- Time zone
- ET (UTC-5)
- Office locations
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