U.S. STERLING SECURITIES, INC.

Broker-DealerFINRA MemberEst. 1994
Total AUM
Advisory reps
16
Avg account
$0

Firm details

Headquarters
HAUPPAUGE, New York
CRD number
35912
Registered since
September 6, 1994

Firm profile

FINTRX

Overview

U.S Sterling Securities, Inc. is organized as a corporation and is classified in the source data as an investment bank. The firm has been SEC-registered since 1994 and is identified as having a domestic entity/individual ownership structure. The profile data indicates the firm does not act as a capital allocator and is not flagged as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. Public disclosures supplied to the source are sparse: fields for business activities, advisory activities, client base and fee structure were left blank. That absence, together with the investment-bank classification, suggests the entity operates in transactional and capital markets roles rather than as a traditional registered investment adviser managing client portfolios, although the record does not provide operational detail.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • SHAWN ORR

    COOCRD 4543396

Contacts

3 of 15
  • TIMOTHY RUPLIN

    Account ExecutiveCRD 2233768

  • RONALD FULLERLOVE

    Registered RepresentativeCRD 5662308

  • NANCY DANIELO

    VP, Investment BrokerCRD 1658836

Unlock 12 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

HAUPPAUGE, NY

SUFFOLK

Location

HAUPPAUGE, NY

Headquartered in HAUPPAUGE, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
SUFFOLK
Address
1393 Veterans Memorial Hwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth