TUTTLE CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2012
Total AUM
$3.9B
Discretionary
$3.6B
93% of AUM
Avg account
$68.6M
Accounts
57
Employees
14
Advisory reps
6

Firm details

Headquarters
,
CRD number
164937
Registered since
August 14, 2012
Fee structure
Percentage of AUM, Other
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Tuttle Capital Management, LLC is an SEC-registered investment adviser formed in 2012 that serves institutional clients. The firm operates as an LLC and engages in commodity pool operator/commodity trading advisor activities while providing portfolio management for investment companies, pooled investment vehicles and institutional balance sheets. Fee arrangements include a percentage-of-AUM element plus other fee arrangements. The firm does not identify as an active ESG investor. Tuttle’s organizational profile indicates both entity and individual ownership components and its regulatory filings point to a mix of advisory and trading roles rather than a pure wealth manager or traditional long-only manager. The CPO/CTA designation and advisory coverage of pooled vehicles imply active use of futures, commodities and managed-futures style programs alongside more conventional portfolio management assignments.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • MATTHEW TUTTLE

    CEO & Chief Investment OfficerCRD 2158477

  • MANOJ POMBRA

    Deputy Chief Compliance OfficerCRD 1993850

  • MURRAY RUGGIERO III

    Chief Operating OfficerCRD 8003842

Unlock 1 more executives

Contacts

2 of 2
  • Alexander Goff

    Capital Markets AnalystCRD 8097344

  • Nicholas Minter

    Investment Advisor RepresentativeCRD 7557187

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth