Tuttle Capital Management, LLC

RIASEC Registered
Total AUM
$5.5B
Discretionary
$4.8B
87% of AUM
Avg account
$67.9M
Accounts
81
Employees
21
Advisory reps
7

Firm details

Headquarters
,
CRD number
164937
Registered since
August 14, 2012
Fee structure
Percentage of AUM, Hourly Charges, Other
Client types
  • Investment Companies100%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Tuttle Capital Management, LLC is an institutional RIA that describes itself as a capital allocator to institutional clients. The firm is registered with the SEC and registered in 2012. Its advisory menu spans portfolio management for individuals and institutions, financial planning, management of pooled vehicles and investment companies, and selection of outside advisers. It also reports CPO/CTA activity, which suggests the firm operates or advises on commodity/managed‑futures programs. Fees are charged through a mix of percentage of AUM, hourly charges and other arrangements. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Frances Stacy

    Frances Stacy

    Chief Investment OfficerCRD 6884035

  • Matthew Tuttle

    Matthew Tuttle

    CEO & Chief Investment OfficerCRD 2158477

  • Manoj Pombra

    Manoj Pombra

    Deputy Chief Compliance OfficerCRD 1993850

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Contacts

2 of 2
  • Alexander Goff

    Alexander Goff

    Capital Markets AnalystCRD 8097344

  • Andrew Parmet

    CRD 4983255

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 8

Active vs passive

$22.9M in ETFs

Passive

47%

$10.8M

Active

0%

$12.1M

ETFProviderStyleCategoryValueShares% of portfolio
BITWISE SOLANA STAKING ETF (BSOL)Bitwise$4.7M292,26920.57%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth