Stacey Braun Associates Inc

RIASEC Registered

Total AUM

$5.5B

Discretionary

$5.4B

99% of AUM

Avg account

$5M

Accounts

1,091

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 105056
Registered since: August 11, 1975
Website: www.staceybraun.com
Custodians: PNC INVESTMENTS LLC, AMALGAMATED BANK, U.S. BANK, N.A.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans51.59%
Other27.55%
State / Municipal Government11.88%
Individuals5.98%
HNWI1.86%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Stacey Braun Associates Inc. is an independent registered investment adviser that has been SEC registered since 1975. The firm serves both individual/family and institutional clients and combines investment management with financial planning, educational workshops, and insurance brokerage services. Its fee arrangements include asset-based fees as well as hourly and fixed-fee engagements, which supports work for smaller relationships and project-based planning in addition to ongoing portfolio management. Advisory capabilities explicitly cover portfolio management for individuals, small businesses, and institutional entities, along with financial planning and educational seminars. The firm does not identify as an active ESG investor and is not described as a multi-state or pension consultancy operation.