Stacey Braun Associates Inc

RIASEC RegisteredEst. 1975

Total AUM

$5.5B

Discretionary

$5.4B

99% of AUM

Avg account

$5M

Accounts

1,091

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 105056
Registered since: August 11, 1975
Website: www.staceybraun.com
Custodians: PNC INVESTMENTS LLC, AMALGAMATED BANK, U.S. BANK, N.A.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans51.59%
Other27.55%
State / Municipal Government11.88%
Individuals5.98%
HNWI1.86%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Stacey Braun Associates Inc is an independent, SEC-registered registered investment adviser organized as a corporation and operating since 1975. The firm serves both individual/family and institutional clients, combining financial planning, portfolio management for individuals, small businesses, and institutions, and educational seminars. It also operates as an insurance broker. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed fees. The adviser is not indicated as an active ESG investor and is not listed as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities59%
US Government Bonds32%
Investment Grade Corp Bonds6%
Cash & Cash Equivalents3%

Owners & executives

1 of 1

Rita Gurevich
VP, Chief Compliance OfficerCRD 2338321

Contacts

3 of 6

Paul Wexler
Executive Vice PresidentCRD 4933873
Peter Willis
President, member of the Investment Committee and Portfolio ManagerCRD 2334695
Melbourne Newell
Vice PresidentCRD 1862329