Tublin - Difusco Advisors Inc.

RIASEC RegisteredEst. 2007
Total AUM
$132M
Discretionary
$132M
100% of AUM
Avg account
$1M
Accounts
130
Employees
3
Advisory reps
2

Firm details

Headquarters
,
CRD number
125801
Registered since
June 15, 2007
Fee structure
Percentage of AUM
Client types
  • HNWI68.08%
  • Individuals27.71%
  • Corporations / Businesses4.22%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Tublin - Difusco Advisors Inc. is a small, SEC-registered advisory firm that focuses on discretionary portfolio management for individuals, families and small business clients. The firm favors publicly traded equities and exchange-traded instruments as its primary allocation vehicle, running client portfolios on a discretionary basis and charging advisory fees as a percentage of assets under management. Tublin - Difusco Advisors Inc. is structured as an individually owned corporation and has been registered with the SEC since 2007. It does not list itself as an active ESG investor, is not a multi-state adviser, and does not operate as a pension consultant or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Cash & Cash Equivalents 2%98%
  • Exchange Traded Equities98%
  • Cash & Cash Equivalents2%

Contacts

2 of 2
  • Sarah Hopkins

    Registered Financial AdvisorCRD 5395677

  • Vincent Difusco

    PresidentCRD 4642592

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth