RDG CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 2024
Total AUM
$132M
Discretionary
$76.9M
58% of AUM
Avg account
$1.4M
Accounts
91
Employees
3
Advisory reps
3

Firm details

Headquarters
PITTSFORD, New York
CRD number
329749
Registered since
February 20, 2024
Custodians
CHARLES SCHWAB & CO., INC., MID ATLANTIC CAPITAL CORPORATION, ADP BROKER-DEALER, INC.
Fee structure
Percentage of AUM
Client types
  • HNWI44.67%
  • Pension & Profit Sharing Plans41.65%
  • Individuals9.55%
  • Corporations / Businesses4.13%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

RDG Capital Management LLC is an independent, owner-operated RIA structured as a limited liability company and registered with the SEC in 2024. The firm serves both individual and family clients as well as institutional accounts, operating on a percentage-of-AUM fee model. Its advisory services focus on financial planning and portfolio management for individuals, small businesses, and larger business or institutional clients. The firm does not identify as an active ESG investor, is not positioned as a multi-state adviser, and does not serve as a pension consultant or capital allocator. RDG is affiliated as an investment adviser and reports no related-adviser arrangements in the provided filing.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 96%, Exchange Traded Equities 2%, US Government Bonds 1%, Cash & Cash Equivalents 1%96%
  • Public Funds/Mutual Funds96%
  • Exchange Traded Equities2%
  • US Government Bonds1%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • AMY RYAN

    Vice President, Chief Compliance OfficerCRD 3171415

Contacts

2 of 2
  • Kate Kenney

    Managing PartnerCRD 7855260

  • WHITNEY Baniewicz

    PartnerCRD 5480153

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PITTSFORD, NY

MONROE

Location

PITTSFORD, NY

Headquartered in PITTSFORD, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.

Metro area
Rochester-Batavia-Seneca Falls, NY
Region
Northeast
County
MONROE
Address
20 Office Park Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth