TRINITY CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2007

Total AUM

$557M

Discretionary

$556M

100% of AUM

Avg account

$584K

Accounts

954

Employees

Advisory reps

Firm details

Headquarters: SANTA BARBARA, California
CRD number: 143097
Registered since: February 23, 2007
Website: www.trinitycm.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI68.6%
Charitable Organizations20.84%
Individuals8.94%
Pension & Profit Sharing Plans1.35%
Corporations / Businesses0.27%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Trinity Capital Management, LLC is an independent registered investment adviser organized as an LLC and operating since 2007. The firm is owner-operated and serves both individual/family and institutional clients, offering financial planning and portfolio management for individuals and small businesses. Its billing mixes percentage-of-AUM with hourly and fixed-fee arrangements, and it primarily acts as a discretionary manager for client portfolios. The firm does not identify as an ESG-focused manager, is not listed as a multi-state adviser in its snapshot, and is not structured as a capital allocator. Services are oriented toward advisory and planning rather than pension consulting or related-adviser arrangements.