Omega Financial Group, LLC
Firm details
- Headquarters
- Santa Barbara, California
- CRD number
- 164147
- Registered since
- March 28, 2013
- Website
- www.omegafingroup.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI86.15%
- Individuals12.05%
- Pension & Profit Sharing Plans1.61%
- Charitable Organizations0.19%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Omega Financial Group, LLC is an independent, individual-owned registered investment adviser (SEC-registered in 2013) that serves both individual and institutional clients. The firm combines financial planning and portfolio management for individuals, small businesses, and institutions with client education — including periodic publications and seminars. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed fees. Omega identifies as an active ESG investor and integrates environmentally, socially, or governance-related considerations into its investment approach.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds74%
- Private Funds13%
- Exchange Traded Equities10%
- Cash & Cash Equivalents2%
- Investment Grade Corp Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 81Active vs passive
$316M in ETFs
100%
$314M
0%
$1.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE US AGGREGATE BOND ETF (AGG) | BlackRock | Passive | Intermediate Core Bond | $21.1M | 222,691 | 6.66% |
Location
Santa Barbara, CA
Santa Barbara
Location
Santa Barbara, CA
Headquartered in Santa Barbara, CA, in the West of the United States.
- Region
- West
- County
- Santa Barbara
- Address
- 812 Anacapa St
- Time zone
- PT (UTC-8)
- Office locations
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