OMEGA FINANCIAL GROUP, LLC

RIASEC RegisteredEst. 2013

Total AUM

$552M

Discretionary

$550M

100% of AUM

Avg account

$567K

Accounts

974

Employees

Advisory reps

Firm details

Headquarters: SANTA BARBARA, California
CRD number: 164147
Registered since: March 28, 2013
Website: www.omegafingroup.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI86.15%
Individuals12.05%
Pension & Profit Sharing Plans1.61%
Charitable Organizations0.19%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Omega Financial Group, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2013. Ownership is individual, and the firm serves a mix of individual and family clients alongside institutional relationships. Its client services include financial planning, discretionary portfolio management for individuals, small businesses and institutions, and investor education through newsletters and seminars. The firm charges fees using a mix of percentage-of-AUM, hourly and fixed-fee arrangements. Omega identifies as an active ESG investor and does not operate as a capital allocator or pension consultant. It lists affiliations with other investment advisers and with an insurance company.