Omega Financial Group, LLC

RIASEC RegisteredEst. 2013

Total AUM

$552M

Discretionary

$550M

100% of AUM

Avg account

$567K

Accounts

974

Employees

Advisory reps

Firm details

Headquarters: Santa Barbara, California
CRD number: 164147
Registered since: March 28, 2013
Website: www.omegafingroup.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI86.15%
Individuals12.05%
Pension & Profit Sharing Plans1.61%
Charitable Organizations0.19%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Omega Financial Group, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2013. The firm serves both individual and family clients as well as institutional accounts, operating as a fee-based adviser using percentage-of-AUM billing alongside hourly and fixed-fee arrangements for some services. Core offerings include financial planning, portfolio management for individuals, small businesses and institutions, plus client education through seminars and periodic publications. Omega reports being an active ESG investor and maintains affiliations with other investment advisers and an insurance company. The firm is owner-operated rather than part of a larger capital allocator or multi-state adviser network.