Trilogy Capital, Inc.

RIASEC Registered
Total AUM
$3.2B
Discretionary
$2.9B
92% of AUM
Avg account
$169K
Accounts
18,988
Employees
74
Advisory reps
72

Firm details

Headquarters
Irvine, California
CRD number
281597
Registered since
November 16, 2015
Website
www.trilogyfs.com
Custodians
CHARLES SCHWAB & CO., INC., LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals49.85%
  • HNWI31.47%
  • Pension & Profit Sharing Plans18.26%
  • Corporations / Businesses0.4%
  • Charitable Organizations0.02%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Trilogy Capital, Inc. is an independent registered investment adviser that has been SEC registered since 2015. The firm operates as a capital allocator for both individual & family clients and institutional investors, offering financial planning, portfolio management for individuals and small businesses, pension consulting, and selection-of-other-advisers services. Its fee arrangements include percentage-of-AUM fees as well as hourly and fixed-fee engagements. Trilogy identifies as an active ESG investor and maintains industry relationships with an insurance company and a real estate broker. Trilogy has been recognized in industry rankings, including placement on FA Magazine’s Top RIA Firms list (2020) and Forbes’ America’s Top RIA Firms (2023).

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 67%, Non-Exchange Traded Equities 17%, Exchange Traded Equities 11%, Cash & Cash Equivalents 3%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%67%
  • Public Funds/Mutual Funds67%
  • Non-Exchange Traded Equities17%
  • Exchange Traded Equities11%
  • Cash & Cash Equivalents3%
  • State & Local Bonds1%

Owners & executives

3 of 5
  • Eric Perkins

    Eric Perkins

    Chief Operating OfficerCRD 2338014

  • June Adams

    June Adams

    Chief Compliance OfficerCRD 2710593

  • Jeffrey Seuferling

    Jeffrey Seuferling

    Chief Development OfficerCRD 2934300

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Contacts

3 of 67
  • Michael Bakhshi

    Michael Bakhshi

    Senior Vice PresidentCRD 5807237

  • Gabriel Deluna

    Gabriel Deluna

    Wealth AdvisorCRD 5874399

  • Nathan Brown

    Nathan Brown

    Senior Vice President of Wealth ManagementCRD 5178490

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 316

Active vs passive

$2.9B in ETFs

Passive

84%

$2.5B

Active

15%

$461M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD MORNINGSTAR TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$267M712,5719.13%
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Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
2601 Main St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth