TRILOGY CAPITAL, INC.

RIASEC RegisteredEst. 2015
Total AUM
$3.2B
Discretionary
$2.9B
92% of AUM
Avg account
$169K
Accounts
18,988
Employees
74
Advisory reps
74

Firm details

Headquarters
IRVINE, California
CRD number
281597
Registered since
November 16, 2015
Website
www.trilogyfs.com
Custodians
CHARLES SCHWAB & CO., INC., LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals49.85%
  • HNWI31.47%
  • Pension & Profit Sharing Plans18.26%
  • Corporations / Businesses0.4%
  • Charitable Organizations0.02%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Trilogy Capital, Inc. is an independent registered investment adviser, structured as a corporation and active since 2015. The firm functions as a capital allocator and serves both individual/family and institutional clients. Core advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of other advisers. Trilogy charges fees on a percentage-of-AUM basis and also uses hourly and fixed-fee arrangements. The firm identifies itself as an active ESG investor and lists industry ties to an insurance company and a real estate broker.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 67%, Non-Exchange Traded Equities 17%, Exchange Traded Equities 11%, Cash & Cash Equivalents 3%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%67%
  • Public Funds/Mutual Funds67%
  • Non-Exchange Traded Equities17%
  • Exchange Traded Equities11%
  • Cash & Cash Equivalents3%
  • State & Local Bonds1%

Owners & executives

3 of 5

  • JUNE ADAMS

    Chief Compliance OfficerCRD 2710593

  • JEFFREY SEUFERLING

    Chief Development OfficerCRD 2934300

  • MICHAEL SERIO

    Chief Investment OfficerCRD 1302536

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Contacts

3 of 69

  • CHRISTOPHER MOLONY

    Senior Vice PresidentCRD 5577029

  • JEFFREY HACKBARTH

    Senior Vice President of Wealth ManagementCRD 5481113

  • Alicia Pilon

    Wealth Management AssistantCRD 7714505

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 305

Active vs passive

$2.7B in ETFs

Passive

87%

$2.3B

Active

13%

$352M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$219M682,2408.21%
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Location

Primary office

IRVINE, CA

ORANGE

Location

IRVINE, CA

Headquartered in IRVINE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
2601 Main St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth