First Foundation Advisors

RIASEC Registered
Total AUM
$5.1B
Discretionary
$5B
98% of AUM
Avg account
$1.5M
Accounts
3,373
Employees
57
Advisory reps
29

Firm details

Headquarters
Irvine, California
CRD number
106075
Registered since
February 28, 1990
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types
  • HNWI69.02%
  • Banking / Thrift Institutions9.54%
  • Corporations / Businesses6.81%
  • Charitable Organizations6.22%
  • Individuals4.63%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

First Foundation Advisors is a corporate, institutional registered investment adviser that provides fee-based wealth management and advisory services to both individual/family and institutional clients. The firm is SEC-registered (since 1990) and operates as a capital allocator that selects and allocates to third‑party managers in addition to managing portfolios directly. Its advisory scope includes financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, pension consulting, and the selection of other advisers. Commercial activities include insurance brokerage and other financial product distribution. The firm charges a mix of fee structures — percentage of AUM, hourly and fixed fees, and performance-based fees — allowing flexibility across client relationships. First Foundation Advisors reports active ESG investing and lists banking and insurance industry affiliations. The firm has been recognized on industry lists such as Barron’s and CNBC top‑100 advisories across multiple years (2021–2024).

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 38%, Exchange Traded Equities 36%, State & Local Bonds 8%, US Government Bonds 7%, Private Funds 5%, Cash & Cash Equivalents 5%, Investment Grade Corp Bonds 1%38%
  • Public Funds/Mutual Funds38%
  • Exchange Traded Equities36%
  • State & Local Bonds8%
  • US Government Bonds7%
  • Private Funds5%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 150

Active vs passive

$1.4B in ETFs

Passive

87%

$1.2B

Active

11%

$177M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$225M300,49616.28%

Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
18101 Von Karman Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth