TRIBECA FINANCIAL, LLC

RIASEC RegisteredEst. 2001

Total AUM

$248M

Discretionary

$180M

73% of AUM

Avg account

$433K

Accounts

574

Employees

Advisory reps

Firm details

Headquarters: MESA, Arizona
CRD number: 113245
Registered since: July 27, 2001
Website: tribecafinancial.co
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Other
Client types: HNWI57.91%
Individuals15.11%
Corporations / Businesses14.15%
Pension & Profit Sharing Plans10.55%
Other Investment Advisers2.27%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Tribeca Financial, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2001. The firm serves a mix of individual and family clients as well as institutional accounts, and it combines portfolio management with financial planning. It also operates an insurance brokerage practice and lists insurance-company affiliations among its industry relationships. Ownership is domestic/individual rather than held by a larger corporate parent. Tribeca reports fee arrangements based on a percentage of assets under management and other fee types.