PROSPER PRIVATE WEALTH

RIASEC RegisteredEst. 2025
Total AUM
$151M
Discretionary
$151M
100% of AUM
Avg account
$571K
Accounts
264
Employees
3
Advisory reps
2

Firm details

Headquarters
MESA, Arizona
CRD number
333708
Registered since
March 5, 2025
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Performance Based Fees
Client types
  • HNWI91.16%
  • Individuals8.84%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Prosper Private Wealth is an independent, SEC-registered registered investment adviser organized as an LLC and owned by an individual. The firm serves individual and family clients with financial planning and portfolio management services (including work for small businesses). Its fee model mixes asset-based fees with hourly billing and performance-based arrangements. Prosper describes itself as an active ESG investor and does not act as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 58%, Private Funds 22%, Exchange Traded Equities 17%, Non-Exchange Traded Equities 2%, Cash & Cash Equivalents 2%58%
  • Public Funds/Mutual Funds58%
  • Private Funds22%
  • Exchange Traded Equities17%
  • Non-Exchange Traded Equities2%
  • Cash & Cash Equivalents2%

Contacts

2 of 2
  • LANCE SPENCER

    Wealth Management AdvisorCRD 1981961

  • JOSHUA GARDNER

    President, Wealth Management AdvisorCRD 4495410

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

MESA, AZ

MARICOPA

Location

MESA, AZ

Headquartered in MESA, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
MARICOPA
Address
4140 E Baseline Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth