TRANSGLOBAL ADVISORY, LLC
Firm details
- Headquarters
- MONROVIA, California
- CRD number
- 168709
- Registered since
- November 30, 2023
- Website
- www.transglobalus.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI49.59%
- Individuals31.46%
- Pension & Profit Sharing Plans16.3%
- Corporations / Businesses2.65%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Transglobal Advisory, LLC is an SEC-registered advisory firm organized as an LLC and classified as an insurance broker-dealer. The firm serves both individual/family clients and institutional accounts and operates across multiple states. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutional clients, and it lists pension consulting among its service offerings. Compensation arrangements are flexible: the firm uses percentage-of-AUM fees, fixed fees, and performance-based fees. Transglobal identifies as not being an active ESG investor and does not act as a capital allocator or related adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents47%
- Public Funds/Mutual Funds27%
- US Government Bonds24%
- Investment Grade Corp Bonds2%
- Exchange Traded Equities1%
Owners & executives
3 of 5LU YU
Chief Financial AnalystCRD 6216026
PHILIP HU
Founder, President and CEOCRD 2576527
ZHUOLI WANG
Chief Compliance OfficerCRD 6296782
Contacts
3 of 24Shang Chen Lu
Financial AnalystCRD 7828228
JIERUI SHEN
Financial AdvisorCRD 5294139
Pingzhi Wang
Investment Adviser RepresentativeCRD 8180972
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
MONROVIA, CA
LOS ANGELES
Location
MONROVIA, CA
Headquartered in MONROVIA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- LOS ANGELES
- Address
- 185 W Chestnut Ave
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
VERITAS FINANCIAL CONSULTING LLC
RIAMONROVIA, CA
O'CONNOR WEALTH MANAGEMENT, INC.
RIAMONROVIA, CA
FORT ROSS CAPITAL MANAGEMENT, LLC
RIAMONROVIA, CA
IFMGROUP
RIAMONROVIA, CA
FINTENT
RIAMONROVIA, CA
DIPSEA CAPITAL, LLC
RIAMILL VALLEY, CA