Fintent

RIAState Registered
Total AUM
$3.1M
Discretionary
$3.1M
100% of AUM
Avg account
$437K
Accounts
7
Employees
1
Advisory reps
1

Firm details

Headquarters
Monrovia, California
CRD number
331452
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI89.92%
  • Individuals10.08%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Fintent is a California-based, individually owned corporate advisory firm that provides fee-based financial planning and discretionary portfolio management for individuals, small businesses, and institutional clients, along with educational seminars and workshops. The firm uses a mixed fee model — percentage of assets under management plus hourly and fixed-fee arrangements — and indicates a preference for equity-oriented portfolios. Fintent does not identify as an active ESG investor and reports operating within a single state.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 88%, Cash & Cash Equivalents 11%, Other 1%88%
  • Exchange Traded Equities88%
  • Cash & Cash Equivalents11%
  • Other1%

Owners & executives

1 of 1
  • Annelise Li

    Founder & CEOCRD 7908369

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Monrovia, CA

Los Angeles

Location

Monrovia, CA

Headquartered in Monrovia, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
118 W Lime Ave
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth