Transcend Capital Advisors, LLC

RIASEC Registered
Total AUM
$2.9B
Discretionary
$2.9B
99% of AUM
Avg account
$703K
Accounts
4,145
Employees
39
Advisory reps
4

Firm details

Headquarters
Madison, New Jersey
CRD number
299723
Registered since
December 12, 2018
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI83.18%
  • Pooled Investment Vehicles8.14%
  • Individuals7.39%
  • Corporations / Businesses1.29%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Transcend Capital Advisors, LLC is an independent, individually owned registered investment adviser that began SEC registration in 2018. The firm acts as a capital allocator for both individual and family clients and institutional accounts, offering financial planning and portfolio management for individuals, small businesses and pooled investment vehicles. Its advisory services also include selection of third‑party managers and pension consulting. Fee arrangements are flexible, combining percentage‑of‑AUM billing with hourly and fixed‑fee engagements. Transcend does not present itself as an active ESG investor. The firm has been listed among Forbes’ Top RIA Firms in 2022, 2023 and 2024.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 49%, Private Funds 13%, Public Funds/Mutual Funds 12%, Other 10%, Cash & Cash Equivalents 7%, State & Local Bonds 6%, US Government Bonds 1%, Investment Grade Corp Bonds 1%49%
  • Exchange Traded Equities49%
  • Private Funds13%
  • Public Funds/Mutual Funds12%
  • Other10%
  • Cash & Cash Equivalents7%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 270

Active vs passive

$615M in ETFs

Passive

81%

$500M

Active

10%

$115M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG)State StreetPassiveLarge Growth$36.4M305,6525.91%

Location

Primary office

Madison, NJ

Morris

Location

Madison, NJ

Headquartered in Madison, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Morris
Address
7 Giralda Farms
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth