TRANSCE3ND LLC
Firm details
- Headquarters
- BUDA, Texas
- CRD number
- 317745
- Registered since
- September 30, 2022
- Website
- transcendim.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, AXOS CLEARING LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals56.9%
- HNWI39.73%
- Corporations / Businesses1.83%
- Pension & Profit Sharing Plans1.27%
- Investment Companies0.26%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Transce3nd LLC is an independent registered investment adviser structured as an LLC and registered with the SEC in 2022. The firm positions itself as a capital allocator that serves both individual/family and institutional clients, providing financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. Its fee model combines percentage-of-AUM and fixed-fee arrangements. Transce3nd notes an active ESG investing stance and lists relationships with an accountant and an insurance company among its industry affiliations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds68%
- Exchange Traded Equities20%
- Cash & Cash Equivalents7%
- Private Funds3%
- Investment Grade Corp Bonds2%
Owners & executives
3 of 3Arpit Sharma
Chief Investment OfficerCRD 7623706
Bruce Wheadon
Chief Compliance OfficerCRD 5290450
Vincent Annable
Founder and CEOCRD 1033573
Contacts
3 of 42DONALD DURR
Fiduciary Financial AdvisorCRD 6617164
Ryan Vaughn
Associate AdvisorCRD 8048647
JOHN MORIARTY
Co-Founder and Managing PartnerCRD 2720704
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 63Active vs passive
$7.9M in ETFs
63%
$5M
14%
$2.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $2.2M | 3,379 | 27.92% |
Location
BUDA, TX
HAYS
Location
BUDA, TX
Headquartered in BUDA, TX, in the South of the United States.
- Region
- South
- County
- HAYS
- Address
- 835 Main St
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
MOONTOWER ASSET MANAGEMENT LP
RIAAUSTIN, TX
POINT BRIDGE CAPITAL, LLC
RIAFORT WORTH, TX
FRUTH INVESTMENT MANAGEMENT
RIAHOUSTON, TX
CASTLEVIEW PARTNERS, LLC
RIADALLAS, TX
SLOTNIK CAPITAL, LLC
RIADALLAS, TX
ZARVONA ENERGY LLC
RIAHOUSTON, TX