Tradingblock

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
21
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
128605
Registered since
March 4, 2004

Firm profile

FINTRX

Overview

Tradingblock is a privately held corporate advisory entity that reports a mix of domestic entity and individual ownership. Public disclosures on the firm’s business activities, client types, and fee arrangements are minimal. The firm reports that it does not act as a capital allocator and does not position itself as an ESG investor. Internal classification is listed as unclassified, and the firm is not identified as a newly formed or related adviser. The firm’s filings also indicate it is not designated as a multi-state adviser, though other records show a footprint that spans multiple states (see Location & Offices). There is no substantive, public description of investment strategies, advisory services, or target client segments in the available data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Phillip Hoeh

    Phillip Hoeh

    Chief Compliance OfficerCRD 2231877

  • Donal Ogilvie

    Donal Ogilvie

    COOCRD 2863275

  • Robert Wallace

    CFOCRD 4606185

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Contacts

3 of 17
  • Joel Vanderhoof

    Joel Vanderhoof

    PresidentCRD 4152196

  • Michael Lavelle

    Michael Lavelle

    Founder and PartnerCRD 4184432

  • Michael Warren

    Michael Warren

    Registered RepresentativeCRD 5429628

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
311 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth