Tradeup Wealth Management, Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 335362
- Registered since
- June 17, 2026
- Fee structure
- Percentage of AUM
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Tradeup Wealth Management, Inc. is a corporation that registered with the SEC in 2026 and describes its primary activity as portfolio management for individuals and small businesses. The firm charges fees based on a percentage of assets under management and identifies as a newly formed adviser. It is not organized as a capital allocator, is not a multi-state adviser, and does not position itself as an active ESG investor or a pension consultant. Regulatory and industry affiliations listed for the firm include relationships with a broker-dealer, another investment adviser, and a CPO/CTA. Ownership is noted as a combination of a domestic entity and an individual, and the firm’s classification is recorded as unclassified. These attributes suggest a small, early-stage advisory practice leaning on established industry relationships rather than a broad national platform.
Assets & Accounts
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Lei Huang
CEOCRD 5248191

Guanwu Ye
Chief Compliance OfficerCRD 5985247
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 437 Madison Ave
- Time zone
- ET (UTC-5)
- Office locations
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