Tradeup Wealth Management, Inc.

RIASEC Registered
Total AUM
—
Avg account
$0
Accounts
0
Employees
5
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
335362
Registered since
June 17, 2026
Fee structure
Percentage of AUM
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Tradeup Wealth Management, Inc. is a corporation that registered with the SEC in 2026 and describes its primary activity as portfolio management for individuals and small businesses. The firm charges fees based on a percentage of assets under management and identifies as a newly formed adviser. It is not organized as a capital allocator, is not a multi-state adviser, and does not position itself as an active ESG investor or a pension consultant. Regulatory and industry affiliations listed for the firm include relationships with a broker-dealer, another investment adviser, and a CPO/CTA. Ownership is noted as a combination of a domestic entity and an individual, and the firm’s classification is recorded as unclassified. These attributes suggest a small, early-stage advisory practice leaning on established industry relationships rather than a broad national platform.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Lei Huang

    CEOCRD 5248191

  • Guanwu Ye

    Guanwu Ye

    Chief Compliance OfficerCRD 5985247

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
437 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth