Trade Capital Markets (Tcm) North America LLC

Broker-DealerFINRA MemberEst. 2022
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Spencer, Tennessee
CRD number
316822
Registered since
December 1, 2022

Firm profile

FINTRX

Overview

Trade Capital Markets (Tcm) North America LLC is organized as a limited liability company and is listed as SEC-registered in 2022. Ownership is recorded as a mix of a foreign entity and an individual. The firm’s regulatory classification in the dataset is "Unclassified." It is not identified as a capital allocator and is not flagged as an active ESG investor. The record also indicates the adviser is not registered as a multi-state adviser and is not described as a pension consultant or related adviser. Public-facing detail about the firm’s business lines is minimal in the source data. Fields that would normally describe client segments, fee schedules, advisory services, and core business activities are not populated in the dataset, so there is limited visibility into the firm’s operating model or client focus from this record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Audrey Levine

    Chief Compliance OfficerCRD 7687224

Contacts

1 of 1
  • Steven Bender

    FinOpCRD 2650187

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Spencer, TN

Van Buren

Location

Spencer, TN

Headquartered in Spencer, TN, in the South of the United States.

Region
South
County
Van Buren
Address
2847 Long Branch Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth