TPG Capital Bd, LLC

Broker-DealerFINRA MemberEst. 2007
Total AUM
—
Advisory reps
139
Avg account
$0

Firm details

Headquarters
Fort Worth, Texas
CRD number
143876
Registered since
October 1, 2007

Firm profile

FINTRX

Overview

TPG Capital Bd, LLC is organized as a limited liability company and appears in public records as an investment bank rather than a traditional registered investment adviser or capital allocator. The entity has been SEC-registered since 2007. Available filings indicate it is not positioned as an active ESG investor, a pension consultant, or a multi-state adviser; several advisory and client-facing activity fields are blank in the source data, suggesting the firm’s public profile centers on corporate or investment-banking functions rather than retail or institutional asset management.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Michael Umayam

    Michael Umayam

    Chief Compliance OfficerCRD 6814011

  • Roberta Harris

    Roberta Harris

    Chief Compliance OfficerCRD 6637298

  • Martin Davidson

    Martin Davidson

    Chief Accounting OfficerCRD 5330788

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Contacts

3 of 134
  • Margaret Nick

    Margaret Nick

    Vice PresidentCRD 6825523

  • James Dwyer

    James Dwyer

    DirectorCRD 6025719

  • Brandon Ma

    Brandon Ma

    PrincipalCRD 6100352

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Fort Worth, TX

Tarrant

Location

Fort Worth, TX

Headquartered in Fort Worth, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Tarrant
Address
301 Commerce St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth