TPG Capital Bd, LLC

Broker-DealerFINRA MemberEst. 2007
Total AUM
Advisory reps
139
Avg account
$0

Firm details

Headquarters
Fort Worth, Texas
CRD number
143876
Registered since
October 1, 2007

Firm profile

FINTRX

Overview

TPG Capital Bd, LLC is organized as a limited liability company and has been SEC-registered since 2007. The firm is classified in the data as an investment bank rather than a traditional registered investment adviser; it is listed as owned by a domestic entity and individuals. The profile indicates the firm does not operate as a capital allocator and is not identified as an active ESG investor. The snapshot flags several adviser-related attributes: it is not registered as a multi-state adviser, is not newly formed, and is not described as a pension consultant or related adviser. Those items, together with the investment bank classification, suggest the entity's activities are oriented more toward corporate finance or advisory services than toward advisory relationships that involve managing pooled client portfolios.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Michael Umayam

    Michael Umayam

    Chief Compliance OfficerCRD 6814011

  • Roberta Harris

    Roberta Harris

    Chief Compliance OfficerCRD 6637298

  • Martin Davidson

    Martin Davidson

    Chief Accounting OfficerCRD 5330788

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Contacts

3 of 134
  • Margaret Nick

    Margaret Nick

    Vice PresidentCRD 6825523

  • James Dwyer

    James Dwyer

    DirectorCRD 6025719

  • Brandon Ma

    Brandon Ma

    PrincipalCRD 6100352

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Fort Worth, TX

Tarrant

Location

Fort Worth, TX

Headquartered in Fort Worth, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Tarrant
Address
301 Commerce St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth