SMH Capital Investments LLC

Broker-DealerFINRA MemberEst. 1989
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Fort Worth, Texas
CRD number
24535
Registered since
March 30, 1989

Firm profile

FINTRX

Overview

SMH Capital Investments LLC is organized as a limited liability company and has been SEC-registered since 1989. The firm is listed as owned by a domestic entity/individual and is classified as "unclassified" in the source dataset. The snapshot flags the firm as not operating as a capital allocator, not an active ESG investor, not a multistate adviser, not newly formed, and not a pension consultant or related adviser. The dataset does not include details on the firm's client base, fee schedules, specific business lines, or day-to-day advisory activities. Those items were not disclosed in the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Dwayne Moyers

    Dwayne Moyers

    President & Chief Investment OfficerCRD 1850654

Contacts

2 of 2
  • Lisa Haley

    Lisa Haley

    Financial AdvisorCRD 4579362

  • Dorothy Fain

    Trading AssistantCRD 7349543

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Fort Worth, TX

Tarrant

Location

Fort Worth, TX

Headquartered in Fort Worth, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Tarrant
Address
4200 S Hulen St
Time zone
CT (UTC-6)
Office locations

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