Toptier Wealth Management

RIASEC Registered
Total AUM
$176M
Discretionary
$176M
100% of AUM
Avg account
$433K
Accounts
406
Employees
2
Advisory reps
5

Firm details

Headquarters
,
CRD number
292959
Registered since
March 26, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI87.78%
  • Individuals11.62%
  • Corporations / Businesses0.6%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Toptier Wealth Management is an independent registered investment adviser that provides planning and portfolio management primarily for individuals and families. The firm is SEC-registered (registered in 2025) and operates as a capital allocator, blending in-house portfolio management with selection of outside managers. Its fee arrangements include both percentage-of-AUM and fixed-fee engagements. Core advisory activities listed by the firm are financial planning, portfolio management for individuals and small businesses, and selection of other advisers. The firm reports it does not position itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 76%, Exchange Traded Equities 20%, US Government Bonds 2%, Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%76%
  • Public Funds/Mutual Funds76%
  • Exchange Traded Equities20%
  • US Government Bonds2%
  • Investment Grade Corp Bonds1%
  • Cash & Cash Equivalents1%

Contacts

3 of 5
  • Michael Brusko

    Michael Brusko

    PartnerCRD 5689930

  • Austin Nelson

    Austin Nelson

    PartnerCRD 6608943

  • Christopher Maragos

    Christopher Maragos

    Managing MemberCRD 5685809

Unlock 2 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 116

Active vs passive

$160M in ETFs

Passive

67%

$108M

Active

31%

$52.4M

ETFProviderStyleCategoryValueShares% of portfolio
WISDOMTREE US QUALITY DIVIDEND GROWTH FUND (DGRW)Wisdom TreePassiveLarge Blend$16.8M172,60510.48%

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth