Toptier Wealth Management
Firm details
- Headquarters
- ,
- CRD number
- 292959
- Registered since
- March 26, 2025
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI87.78%
- Individuals11.62%
- Corporations / Businesses0.6%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Toptier Wealth Management is an independent registered investment adviser organized as an LLC and owned by an individual. The firm serves individual and family clients and operates as a capital allocator, sourcing third‑party managers as part of its investment mix. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. Compensation comes through a mix of percentage‑of‑AUM fees and fixed fees. The firm is not an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds76%
- Exchange Traded Equities20%
- US Government Bonds2%
- Investment Grade Corp Bonds1%
- Cash & Cash Equivalents1%
Contacts
3 of 5
Christopher Maragos
Managing MemberCRD 5685809
Jordan Hicks
PartnerCRD 6926477
Lawrence Burton Iii
Co-OwnerCRD 6926478
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 286Active vs passive
$148M in ETFs
64%
$94.4M
33%
$53.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| WISDOMTREE US QUALITY DIVIDEND GROWTH FUND (DGRW) | Wisdom Tree | Passive | Large Blend | $13.9M | 158,400 | 9.42% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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