Tony Walker Financial

RIASEC RegisteredEst. 2021
Total AUM
$374M
Discretionary
$374M
100% of AUM
Avg account
$136K
Accounts
2,754
Employees
17
Advisory reps
5

Firm details

Headquarters
Bowling Green, Kentucky
CRD number
145457
Registered since
March 5, 2021
Website
www.tonywalkerfinancial.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals88.57%
  • HNWI11.43%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Tony Walker Financial is an independent, individually owned registered investment adviser that focuses on fee-based wealth management for individuals and families. The firm is SEC-registered (since 2021) and bills clients on a percentage-of-AUM basis. Its advisory scope centers on financial planning and portfolio management for individual investors and small businesses, while it also operates as an insurance broker. The firm does not identify as an active ESG investor and is not structured as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 84%, Cash & Cash Equivalents 10%, Exchange Traded Equities 5%, Non-Investment Grade Corp Bonds 1%84%
  • Public Funds/Mutual Funds84%
  • Cash & Cash Equivalents10%
  • Exchange Traded Equities5%
  • Non-Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • Carl Jurgens

    Carl Jurgens

    Chief Compliance OfficerCRD 7236651

Contacts

3 of 4
  • Phillip Walker

    Phillip Walker

    Owner and PresidentCRD 1903416

  • Timothy Reagan

    Registered RepresentativeCRD 7100697

  • Wesley Walker

    Wesley Walker

    Client CommunicationsCRD 7296682

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 33

Active vs passive

$345M in ETFs

Passive

96%

$330M

Active

5%

$15.5M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES TREASURY FLOATING RATE BOND ETF (TFLO)BlackRockPassiveUltrashort Bond$39.3M776,70411.39%
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Location

Primary office

Bowling Green, KY

Warren

Location

Bowling Green, KY

Headquartered in Bowling Green, KY, anchoring the Bowling Green-Glasgow, KY metro in the South.

Metro area
Bowling Green-Glasgow, KY
Region
South
County
Warren
Address
2451 Industrial Dr
Time zone
CT (UTC-6)
Office locations

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