TONY WALKER FINANCIAL
Firm details
- Headquarters
- BOWLING GREEN, Kentucky
- CRD number
- 145457
- Registered since
- March 5, 2021
- Website
- www.tonywalkerfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals88.57%
- HNWI11.43%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Tony Walker Financial is an independent, SEC-registered RIA organized as a corporation and founded before 2021. The firm operates as a fee-based advisor charging a percentage of assets under management and serves individual and family clients with financial planning and portfolio management for individuals and small businesses. The founder/owner structure is individual ownership and the firm also conducts insurance brokerage activity, which aligns with its use of annuities among client solutions. Tony Walker Financial does not position itself as a capital allocator, is not an active ESG investor, and does not present as a multi-state or pension consultant adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds84%
- Cash & Cash Equivalents10%
- Exchange Traded Equities5%
- Non-Investment Grade Corp Bonds1%
Owners & executives
1 of 1Carl Jurgens
Chief Compliance OfficerCRD 7236651
Contacts
3 of 4PHILLIP WALKER
Owner and PresidentCRD 1903416
Timothy Reagan
Registered RepresentativeCRD 7100697
Wesley Walker
Client CommunicationsCRD 7296682
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 33Active vs passive
$345M in ETFs
96%
$330M
5%
$15.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES TREASURY FLOATING RATE BOND ETF (TFLO) | BlackRock | Passive | Ultrashort Bond | $39.3M | 776,704 | 11.39% |
Location
BOWLING GREEN, KY
WARREN
Location
BOWLING GREEN, KY
Headquartered in BOWLING GREEN, KY, anchoring the Bowling Green-Glasgow, KY metro in the South.
- Metro area
- Bowling Green-Glasgow, KY
- Region
- South
- County
- WARREN
- Address
- 2451 Industrial Dr
- Time zone
- CT (UTC-6)
- Office locations
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